Financial Services

Immutable Financial Services Data Archiving

Your financial data's secure vault.
Immutable. Audit-ready. SEC & FINRA Compliant.

Why Financial Services Data Archiving Matters

In finance, every record matters. From emails and transactions to Bloomberg chats and Teams messages — regulators require strict retention. Financial institutions must balance strict SEC & FINRA regulations with rising data volumes and audit requirements.

DataQwik makes it simple: archive your financial data with immutable, audit-ready storage that meets all regulatory requirements.

See How DataQwik Protects Financial Institutions
Financial Data Archive

Why Financial Services Trust DataQwik

SEC & FINRA Compliance

SEC & FINRA Compliance

Meet all retention requirements with built-in regulatory expertise.

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Immutable Archives

Immutable Archives

Records are tamper-proof and defensible in audits and investigations.

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Audit Readiness

Audit Readiness

Fast, searchable access to records when regulators call.

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Fraud Protection

Fraud Protection

Preserve communications and transactions for investigation.

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Enterprise Security

Enterprise Security

Encrypted, monitored, and compliant with financial regulations.

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Cost Efficiency

Cost Efficiency

Reduce overhead while ensuring regulatory defensibility.

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How It Works

1

Migrate

We securely ingest data from your existing systems (email, chat, transaction platforms).

2

Archive

Store in immutable, compliance-ready archives that meet SEC & FINRA requirements.

3

Audit Access

Regulator-ready dashboards with advanced search capabilities.

4

Integrate

Optional API integrations for firms needing near real-time capture.

Talk to Us About Financial Services Migration

Why DataQwik for Financial Services?

Regulatory Expertise

Built with SEC Rule 17a-4 and FINRA 4511 in mind.

Audit-Ready Dashboards

Deliver reports instantly instead of scrambling during audits.

Enterprise-Grade Security

Encrypted, monitored, and compliant with all financial regulations.

Cost Efficiency

Reduce overhead while ensuring regulatory defensibility.

Financial Services Testimonials

"Audits used to be a nightmare. With DataQwik, every SEC request is handled in minutes instead of weeks."

— Chief Compliance Officer, Regional Bank

"Immutable records have protected us in multiple regulatory reviews. DataQwik gives us confidence during audits."

— Head of Risk Management, Global Insurer

"Audits used to terrify us. Now, with DataQwik's immutable archives, our SEC and FINRA reviews are stress-free."

— Chief Compliance Officer, Financial Services Firm

Frequently Asked Questions

Q: Does DataQwik comply with SEC and FINRA rules?

A: Yes. DataQwik is built with SEC Rule 17a-4 and FINRA 4511 in mind, ensuring records are immutable and audit-ready.

Q: Can DataQwik capture communications like Bloomberg or Teams?

A: Yes. We migrate and archive communications from these platforms. For firms needing near real-time ingestion, we offer optional API integrations.

Q: How does DataQwik help during audits?

A: Our audit dashboards provide fast, advanced search capabilities, allowing compliance teams to deliver regulator requests in minutes instead of weeks.

Q: Is the data tamper-proof?

A: Yes. All archives are immutable, providing defensible records that cannot be altered.

Don't wait for an audit to test your archives.